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£25000.00 - £35000.00 per annum + Negotiable
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I am working with a Manchester based Consultancy looking to add an experienced Compliance Advisor to its team, providing compliance and technology solutions across the Financial Services & Legal sectors.

The successful candidate will possess a significant background in Consumer Credit Lending and be experienced in:

  • Working with or as part of an FCA regulated Investment firm
  • Risk Management Framework
  • Proficient understanding of relevant Directives e.g. MIFID II and AIFMD. This should also include the FCA handbook, specifically: COBS, COLL, FUND
  • Proficient understanding of various investment-related business models e.g. Alternative Investment Funds (AIF) and Collective Investment Schemes (CIS)
  • Proficient understanding of designated investments e.g. debentures, P2P and bonds.
  • Understanding The FCA application process
  • Drafting of FCA application documentation i.e. Regulatory Business Plans

The team completes work for clients which would include FCA Applications, Retained Services, Ad-hoc consultancy, Call Monitoring and file reviews.
Successful applications will come from candidates that are familiar with completing a range of tasks on a day to day basis, including:

  • Financial Promotions Reviews
  • FCA Complaints Handling
  • Systems and Controls (drafting policies and procedures)
  • GABRIEL reporting
  • Senior Managers and Certification Regime
  • AML and Financial Crime
  • GDPR & Data Protection

This is a fantastic opportunity to join a business offering a clear career path and an unrivaled Learning & Development programme.

Interested? Send a CV with expectations of salary and availability